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playdoubledoublebonuspokerfreeonline| I also see a veteran public offering joining brokerage asset management!

Author:editor|Category:Sustainability

Recently, Shi Wei, the former deputy general manager of Bodao Fund and general manager of Investment one, joined the national financial management.

In recent years, it is often seen that the asset management of securities firms take the initiative to manage, and the external introduction by public funds and other institutions has also become one of the sources of talent. In March this year, Wang Zhongjin, a veteran of Xingzheng Global Fund, joined Huafu Securities as investment general manager of the Ministry of Equity. Last year, Miao Yu, the former 10 billion fund manager of Guangfa Fund, joined Dongfanghong Asset Management.

It is worth mentioningPlaydoubledoublebonuspokerfreeonlineWhat is more, the State Financial Management has recently received a warning letter from the Ningbo Securities Regulatory Bureau for information disclosure violations.

The former deputy general manager of Bodao Fund joined the national financial management.

Information published by employees of the China Securities Association shows that Shi Wei, former deputy general manager of Bodao Fund and general manager of Investment I, has joined the national financial management, and the registration date is May 13.

playdoubledoublebonuspokerfreeonline| I also see a veteran public offering joining brokerage asset management!

According to public information, Shi Wei has more than 20 years of experience in securities funds and has worked in a number of public fund companies. Shi Wei served as a researcher of Oriental Securities (600958) from September 2001 to December 2002, a researcher and fund manager of Warburg Societe Generale Fund from January 2003 to March 2008, and a fund manager and deputy general manager of equity investment department of BoCom Schroeder Fund from April 2008 to June 2013. from July 2013 to July 2017, he served as senior partner and stock investment director of Shanghai Bodao Investment Management Co., Ltd. In August 2017, he joined Bodao Fund Management Co., Ltd. as the investment manager of the private equity asset management program.

Data show that by the end of 2023, Shi Wei managed a total of 1 public offering fund with assets of 4.Playdoubledoublebonuspokerfreeonline.36 billion yuan, two private equity asset management plans, a total net asset value of 47.1982 million yuan, a total asset management scale of about 484 million yuan.

It is reported that Guojin Securities (600109) obtained the qualification of securities asset management business in July 2012 and established Shanghai Securities Asset Management Branch in January 2013. In July 2022, the China Securities Regulatory Commission approved the establishment of Guojin Securities Asset Management Co., Ltd. (hereinafter referred to as "State Financial Asset Management") to engage in securities asset management business, and was established on September 28, 2022, registered in Shanghai. SAC obtained the license to operate Securities and Futures Business from China Securities Regulatory Commission on April 10, 2023, and officially launched its business on April 11, mainly covering private equity asset management business and asset securitization business.

The Chinese reporter of the securities firm learned that the national financial management is in the sprint stage of applying for a public offering license. At the end of May last year, Guojin Securities announced that it would increase its capital by 800 million yuan to the State Financial Management with its own funds, and mentioned that it would allow the State Financial Management to apply to the China Securities Regulatory Commission for the business qualification of public offering fund management on the premise of meeting the business qualification requirements. In October last year, the "qualification approval of Public offering Fund managers" submitted by the State Financial Management was accepted by the CSRC.

According to the 2023 annual report of Guojin Securities, ICM adheres to the development strategy of "high-quality asset management", takes active management as the guidance, takes risk management as the core to explore business innovation and development, and creates sustainable investment returns for customers. As of December 31, 2023, the total assets under management are 1.239 billion yuan and the net assets are 1.164 billion yuan. During the reporting period, the operating income was 190.4598 million yuan and the net profit was 63.5223 million yuan.

In 2023, the State Finance and Asset Management issued a total of 26 asset-backed securities, an increase of 4 over the same period last year, with a total issuance amount of 16.889 billion yuan, an increase of 10.77% over the same period last year. A total of 29 newly issued collective plans, 34 single plans and 26 special plans were issued. By the end of December 2023, there were 131collective asset management plans under state financial management, with a management share of 727.67 billion, a single asset management plan of 85 with a management share of 24.734 billion, and a special asset management plan of 47 with a management scale of 26.003 billion.

Violation of product information disclosure, warning letter of national financial management and collection

On May 21, Ningbo Securities Regulatory Bureau issued a decision on taking measures to issue warning letters to Guojin Securities Asset Management Co., Ltd. (referred to as "State Financial Asset Management").

After investigation, Aikedi (600933) Co., Ltd. (referred to as "Aikedi") shareholder Guojin Securities Privacy No. 1 single asset management plan, as a concerted actor of more than 5% shareholders of Aikedi, reduced its holding of 3.1691 million shares of Aikedi shares through centralized competitive trading on the stock exchange from July 24 to July 26, 2023, accounting for 0.3537% of the total share capital of Aikedi at that time. Guojin Securities Privacy No. 1 single asset management plan did not report to the stock exchange and disclose the reduction plan in advance 15 trading days before the first sale, in violation of the relevant regulations.

Ningbo Securities Regulatory Bureau pointed out that as the manager of the No. 1 single asset management plan of Guojin Securities LinkedIn, did not cooperate with the disclosure of relevant information in time, was responsible for the relevant violations and violated the relevant regulations. Ningbo Securities Regulatory Bureau decided to take administrative supervision measures to issue warning letters to the national financial management, which should be recorded in the integrity files of the securities and futures market. Companies should conscientiously learn lessons, scrupulously perform their duties, be cautious and diligent, strengthen the study of securities laws and regulations, strengthen the management of information disclosure, and effectively improve their awareness of norms and their ability to perform their duties, so as to prevent such acts from happening again.

At the same time, Sheng Hong, as the then vice chairman of Aikedi, the actual controller of Leader Group Hong Kong Co., Ltd., which owns more than 5% of the shares, and the only actual beneficiary of the No. 1 single asset management plan of Guojin Securities, did not cooperate with the disclosure of relevant information in a timely manner and was responsible for the relevant violations. Ningbo Securities Regulatory Bureau decided to take administrative regulatory measures to order Shenghong to correct, which should be recorded in the integrity files of the securities and futures market.

This article was first posted on the official account of Wechat: brokerage China. The content of the article belongs to the author's personal point of view and does not represent the position of Hexun. Investors operate accordingly, at their own risk.

23 05

2024-05-23 10:18:37

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